Compliance

Operational Resilience Basics: What You Need to Know about UK Regulation

Operational resilience is becoming an increasingly familiar phrase circulating UK financial services after the disruption of 2020. As we round the corner to 2021, here’s a recap of the latest requirements set out by the [...]

Struggling with SMCR Compliance? Here are 5 Ways Technology Can Help

Implementing the Senior Managers and Certification Regime (SMCR) has been a challenge for many organizations. Now there is the daunting prospect of contending with ongoing maintenance, including the annual assessment of the fitness and propriety [...]

5 Reasons Why Fintechs Need Effective Risk Management to Survive in a Competitive Market

Fintech – financial technology -- is booming, and the UK is leading the way with some of the most innovative digital technology like blockchain and artificial intelligence (AI) that are inspiring new ways of working [...]