The Sarbanes-Oxley Act of 2002 – known as SOX – has been operational for almost two decades, yet many businesses continue to struggle with compliance. To be sure, SOX compliance is a sizable undertaking. [...]
Risk agility can be damaged by a divide between risk and compliance, according to a new Compliance Week survey. Check out the infographic of results.
Two-thirds of 196 organizations recently surveyed said that a lack of collaboration between risk and compliance dramatically slowed or somewhat slowed their response to new and emerging risks. The survey was conducted by Compliance Week, [...]
A recent meeting of G7 leaders in June 2021 has sparked discussion about the current practices around climate risk disclosure that businesses provide to regulators and investors. G7 stands for the “Group of Seven” [...]
Download the Case Study London Metal Exchange World center for trading industrial metals Founded 1877 500+ global networks 3.5 billion tons traded annually Challenge London Metal Exchange was looking to strengthen the connection between [...]
Organizations are used to responding to regulatory, environmental, technological, or internal structural changes. Recent events, however, have kicked the amount of change into high gear – and made it crystal clear how critical it [...]
Jim Wetekamp, CEO Riskonnect California’s new Consumer Privacy Rights Act of 2020 (CPRA) is here. The law is an expansion of the California Consumer Privacy Act (CCPA) and is designed to strengthen data-privacy protections and [...]
EU law ceased to apply in the UK on January 1, 2020, under a last-minute trade deal between the UK and the EU. The question now is what impact will Brexit have on the UK [...]
The UK financial services industry continues to deal with the legacy of 2020 on business operations and the way customers access financial services. As a return to some form of normality remains stubbornly distant, here [...]
Californians voted in November to extend their data-privacy rights beyond the provisions of the CCPA. The new California Privacy Rights Act of 2020 (CPRA) is an expansion of the CCPA, designed to strengthen and clarify [...]
Among the many lessons learned in 2020 is that organizations without repeatable, sustainable processes to manage corporate compliance are in clear danger of failing. Keeping up with constantly changing regulations and policies takes a [...]
Operational resilience is becoming an increasingly familiar phrase circulating the UK financial services industry. UK regulators have issued plenty of guidance already – and more is expected as requirements continue to be refined. Here’s a [...]
