Silicon Valley Bank (SVB) was a well-established financial institution with $209 billion in assets under management (as stated in their 2022 financial statements) that collapsed into insolvency in a matter of days. How could this [...]
Financial compliance is not just about following the rules, it’s about building confidence among your people, investors, and customers that you’re doing more than checking the box. As the scope and complexity of regulation [...]
The Sarbanes-Oxley Act of 2002 – known as SOX – has been operational for almost two decades, yet many businesses continue to struggle with compliance. To be sure, SOX compliance is a sizable undertaking. However, [...]
Risk agility can be damaged by a divide between risk and compliance, according to a new Compliance Week survey. Check out the infographic of results.
Two-thirds of 196 organizations recently surveyed said that a lack of collaboration between risk and compliance dramatically slowed or somewhat slowed their response to new and emerging risks. The survey was conducted by Compliance Week, [...]
A recent meeting of G7 leaders in June 2021 has sparked discussion about the current practices around climate risk disclosure that businesses provide to regulators and investors. G7 stands for the “Group of Seven” [...]
Download the Case Study London Metal Exchange World center for trading industrial metals Founded 1877 500+ global networks 3.5 billion tons traded annually Challenge London Metal Exchange was looking to strengthen the connection between [...]
Banking compliance professionals continue to confront myriad regulatory requirements around the globe, as well as internally driven demands. And this frenzy of activity is not expected to slow down anytime soon. Here are five of [...]
Businesses were exposed to new and expanded risks when employees abruptly began working from home last year. The most pressing risks – like IT security and remote accessibility – were quickly addressed. However, many [...]
Organizations are used to responding to regulatory, environmental, technological, or internal structural changes. Recent events, however, have kicked the amount of change into high gear – and made it crystal clear how critical it [...]
Jim Wetekamp, CEO Riskonnect California’s new Consumer Privacy Rights Act of 2020 (CPRA) is here. The law is an expansion of the California Consumer Privacy Act (CCPA) and is designed to strengthen data-privacy protections and [...]
EU law ceased to apply in the UK on January 1, 2020, under a last-minute trade deal between the UK and the EU. The question now is what impact will Brexit have on the UK [...]
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